FEES 1.1 Application and Purpose

15 FEES App 1 Annex 1A 38 applies to all persons required to pay a fee or any other amount to the FCA under the Unauthorised Mutuals Registration Fees Rules, as made by the Fees (Unauthorised Mutual Societies Registration) Instrument 2002 (FSA 2002/4) and amended from time to time. FEES App 1 Annex 5 applies to all persons required to pay a fee for inspecting any document or documents on the Mutuals Register.38

FEES 1.1.1B G 01/04/2015 RP

23 FEES 9 (Payment System Regulator Funding) relates to PSR fees.

FEES 1.1.1C G 01/05/2020 RP FEES 1.1.1D G 01/05/2020 RP FEES 1.1.1E G 25/09/2015 RP

26 FEES 12 (FOS ADR Levy) relates to the FOS ADR levy.

FEES 1.1.1F G 30/04/2018

36 FEES Appendix 2 (Office for professional body anti-money laundering supervision fees) applies to the following persons required to pay fees to the FCA:

  1. (1) a person applying to become a professional body listed in Schedule 1 to the Money Laundering Regulations; and
  2. (2) professional bodies listed in Schedule 1 to the Money Laundering Regulations.
FEES 1.1.1G G 01/04/2021

36 FEES Appendix 3 (Fees payable by persons registered under the Money Laundering Regulations that are not cryptoasset businesses46) applies to persons46 registered with the FCA under the Money Laundering Regulations46 that are not:46

  1. (1) authorised persons, or46
  2. (2) cryptoasset businesses, or46
  3. (3) otherwise registered with the FCA.46
FEES 1.1.1H G 01/04/2021

46 FEES Appendix 4 (Fees payable by cryptoasset businesses registered under the Money Laundering Regulations) applies to cryptoasset businesses registered with the FCA under the Money Laundering Regulations.

Application

FEES 1.1.2 R 29/07/2024 RP

This manual applies in the following way:

  1. (1) FEES 1 , 2 and 3 apply to the fee payers listed in column 1 of the Table of application, notification and vetting fees in FEES 3.2.7 R29 . 1049
    1. (a) [deleted]1010
    2. (b) [deleted]1010
    3. (c) [deleted]1010
    4. (d) [deleted]1010
    5. (e) [deleted]10
    6. (f) [deleted]1010
    7. (g) [deleted]1010
    8. (h) [deleted]1010
    9. (i) [deleted]1010
    10. (j) [deleted]1010
    11. (k) [deleted]1010
    12. (l) [deleted]1010
    13. (m) [deleted]1010
    14. (n) [deleted]104
    15. (o) 3345410 [deleted]10
    16. (p) 55410 [deleted]10
    17. (q) 6510 [deleted]10
    18. (r) 66510 [deleted]10
    19. (s) [deleted]1010
    1. (a) every firm (except an39ICVC39); 18
    2. (b) every authorised fund manager17 of an authorised unit trust or authorised contractual scheme; 171717
    3. (c) every ACD of an ICVC;
    4. (d) every person who, under the constitution or founding arrangements of a recognised scheme19, is responsible for the management of the property held for or within the scheme; 19
    5. (da) every UK AIFM of an LTIF4039;28
    6. (e) every designated professional body;
    7. (f) every recognised body;
    8. (g) under the listing rules47 every issuer of shares, depositary receipts and securitised derivatives;
    9. (h) under the listing rules47every sponsor; 77
    10. (i) under the Disclosure Guidance31 and Transparency Rules (DTR)7 every issuer of shares, depositary receipts and securitised derivatives;714
    11. (j) every fee-paying payment service provider;12
    12. (k) every fee-paying electronic money issuer;14121420
    13. (l) 14every issuer of a regulated covered bond;20
    14. (m) 20every 39small registered UK AIFM;22
    15. (n) 21every AIFM notifying the FCA under regulation 57, 58 and 59 of the AIFMD UK regulation and every AIFM which has made such a notification;3522
    16. (o) [deleted]3522
    17. (p) a data reporting services provider39.35
    1. (a) every firm (except to the extent it is bidding in emissions auctions)44, fee-paying payment service provider and fee-paying electronic money issuer12 which is subject to the Compulsory Jurisdiction of the Financial Ombudsman Service; and 3916
    2. (b) every other person who is subject to the Compulsory Jurisdiction in relation to relevant complaints.
    1. (a) every participant firm;118
    2. (b) the FSCS; and
    3. (c) the Society.
    1. (a) every person having a Part 4A permission;
    2. (b) [deleted]39
    3. (c) [deleted]39
    4. (d) the Society;12
    5. (e) every fee-paying payment service provider except the Bank of England, government departments and local authorities;12
    6. (f) every fee-paying electronic money issuer except the Bank of England, government departments, local authorities, municipal banks and the National Savings Bank.12
    1. (a) registered society; or
    2. (b) sponsoring body ; or
    3. (c) person who submits a proposal for the registration of a registered society; each as defined in FEES Appendix 1 .

    The application statement at FEES 1.1.2R (3) does not apply to FEES 5.5B , FEES 5 Annex 2R or FEES 5 Annex 3R .1351

    1. (8) FEES 7C (in relation to the TPR SFGB money advice levy and TPR SFGB debt advice levy only) and 7D apply to:41
      1. (a) TP firms;41
      2. (b) TA EMI firms; 41
      3. (c) TA PI firms; and41
      4. (d) TA RAISP firms41.